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Your search matched 30 products.
Displaying 1 - 10

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A Fiduciary's Guide to Federal Securities Laws
A Fiduciary's Guide to Federal Securities Laws

Formats: Book - 5070267
Publication Date: 1994
Regular Price: $69.95
Entity Member Price: $59.95 (Business Law Section)ABA Members, Sign in now to receive this discount!

If you or members of your organization manage trusts or funds that contain securities, A Fiduciar... Read More
ABA Section of Business Law 2005 Fall CLE Meetings
ABA Section of Business Law 2005 Fall CLE Meetings

Formats: CD - 5070523
Publication Date: November 2005
Regular Price: $100.00

Materials from the 2005 Section of Business Law, Fall CLE Meetings with topics such as legal opinion... Read More
Broker Dealer Litigation 2003 Annual Survey
Broker Dealer Litigation 2003 Annual Survey

Authors: Tim Burke, Steven Paradise
Formats: PDF - 5310346
Publication Date: February 2005
Regular Price: $39.95

If you are a member of the Section, you can get access to the monograph by Read More
Certification and Disclosure Control Procedures-Downloadable PDF
Certification and Disclosure Control Procedures-Downloadable PDF

Author: Charles Raeburn
Formats: PDF - 5070558PDF
Publication Date: December 2006
Regular Price: $15.95
Entity Member Price: $12.95 (Business Law Section)ABA Members, Sign in now to receive this discount!

Sections 302 and 906 of the Sarbanes-Oxley Act require corporation CEOs and CFOs to certify that the... Read More
Code of Ethics- The Practitioner's Guide To The Sarbanes Oxley Act- Downloadable PDF
Code of Ethics- The Practitioner's Guide To The Sarbanes Oxley Act- Downloadable PDF

Author: Herbert S. Wander, Mark D. Wood
Formats: PDF - 5070560PDF
Publication Date: December 2006
Regular Price: $15.95
Entity Member Price: $12.95 (Business Law Section)ABA Members, Sign in now to receive this discount!

Section 406 of the Sarbanes-Oxley Act of 2002 directs the Securities and Exchange Commission to issu... Read More
Corporate Counsel Guides: Securities Regulation
Corporate Counsel Guides: Securities Regulation

Author: Thomas Lee Hazen
Formats: Book - 1620461
Publication Date: March 2011
Regular Price: $119.95
ABA Member Price: $94.95 ABA Members, Sign in now to receive this discount!
Entity Member Price: $95.00 (Business Law Section)ABA Members, Sign in now to receive this discount!
Entity Member Price: $95.00 (Solo, Small Firm and General Practice Division)ABA Members, Sign in now to receive this discount!

At one time, securities law was a specialty practice area centered in a select group of large big-ci... Read More
Disclosure Roles of Counsel in State and Local Government Securities Offerings, Third Edition
Disclosure Roles of Counsel in State and Local Government Securities Offerings, Third Edition

Formats: Book - 5330206
Publication Date: October 30, 2009
Regular Price: $144.95
Entity Member Price: $115.95 (Business Law Section)ABA Members, Sign in now to receive this discount!
Entity Member Price: $115.95 (Section of State and Local Government Law)ABA Members, Sign in now to receive this discount!

Since the second edition was published in 1994, an extraordinary amount of regulatory and enforcemen... Read More
Eighth Annual National Institute on Securities Fraud (Softbound Course Book and Searchable CD-ROM)
Eighth Annual National Institute on Securities Fraud (Softbound Course Book and Searchable CD-ROM)

Formats: Course Materials - CEN13SFRCOR
Publication Date: October 24, 2013
Regular Price: $225.00
ABA Member Price: $205.00 ABA Members, Sign in now to receive this discount!
Entity Member Price: $185.00 (Business Law Section)ABA Members, Sign in now to receive this discount!
Entity Member Price: $185.00 (Section of Litigation)ABA Members, Sign in now to receive this discount!
Entity Member Price: $185.00 (Criminal Justice Section)ABA Members, Sign in now to receive this discount!

This National Institute softbound coursebook comes with a searchable CD-ROM of the material.
Executive Compensation Disclosure Rules
Executive Compensation Disclosure Rules

Author: Mark A. Borges
Formats: Book - 5070655
Publication Date: June 2012
Regular Price: $139.95
Entity Member Price: $109.95 (Business Law Section)ABA Members, Sign in now to receive this discount!

The SEC's 2006 revision to its executive compensation disclosure rules and the Dodd-Frank Act requir... Read More
IRA Guide to IRS Compliance Issues
IRA Guide to IRS Compliance Issues

About the Author: Seymour Goldberg
Formats: Book - 1620533
Publication Date: April 2013
Regular Price: $99.95
ABA Member Price: $74.95 ABA Members, Sign in now to receive this discount!

Based on government reports from the Treasury Inspector General for Tax Administration and the GAO ,... Read More
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