The case pitted shareholders against electronics retail giant Best Buy.
Financial advisors must now put the client's best interests first.
The court addressed pleading requirements for Item 303 violation in 1934 Securities Exchange Act claim.
By Peter M. Saparoff, Robert G. Kidwell, Joel D. Rothman, and Kevin C. Mortimer
There is potential for high-value settlements and high-stakes litigation.
By Tyler D. Nunnally
These two things have not fallen off FINRA's radar.
By Matthew P. Allen
Important questions about Dodd-Frank and the SEC's reach.
By Nicola Paterson
Nicola Paterson discusses the “broken windows” strategy that the SEC currently uses and some of the potential best practices for your clients.
By Jessie M. Gabriel
If there is no federal question, can federal courts still exercise jurisdiction over state securities law claims? Learn about the issues in Merrill Lynch v. Manning.
By Julie Firestone and Heidi Fessler
Julie Firestone and Heidi Fessler share their experience with ESI protocols and how to make them work for you and your client.
By Joshua Jones
Is it ever acceptable for a witness to become upset on the stand? Joshua Jones explains that it depends on the witness.
By Jessie Gabriel
Can corporations put shareholders on the hook for litigation expenses when the shareholder sues and loses? Jessie Gabriel discusses the ATP Tour decision and where the issue stands today.
By James Goldfarb
A defendant who defeats class certification then quickly settles may have won the battle but has lost the war. Learn practical considerations after class certification denial.
By Julie Firestone and Dan Supalla
FINRA arbitration cases have many unique rules and regulations. Listen to securities litigators Julie Firestone and Dan Supalla share their experience and knowledge on these special situations.
We know that in complex commercial litigation choosing the correct expert is an essential step in putting your case together. What happens when you mediate the resolution of your case? Under what circumstances should you bring your expert to the mediation?
Learn about this month's goings-on with the committee.
The committee is seeking input from its members regarding resolutions for potential submission to the ABA House of Delegates.
Securities Litigation Leadership
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